- 目錄
第1篇 客戶(hù)盡職調(diào)查專(zhuān)員崗位職責(zé)
金融服務(wù)專(zhuān)員/高級(jí)金融服務(wù)主任——客戶(hù)盡職調(diào)查部(環(huán)球資本與市場(chǎng)業(yè)務(wù)) 匯豐環(huán)球客戶(hù)服務(wù)(廣東)有限公司, role purpose
1. production of know your customer (kyc) profile to the highest quality standard & in line with the latest policies and procedures. individuals are required to keep themselves updated on the latest procedural/ policy changes across all streams
2. take complete ownership of any profiles/tasks that have been assigned until stage of completion. this could be a new request or a request or work item that has been reassigned and ensure one meets the set productivity target and quality target month on month
3. understand & comply with all relevant policies & procedures issued by the group &contained within the group
4. interfacing with client liaison group, compliance, front office and relationship managers where applicable especially on matters that involve escalation of pending and ageing profiles
第2篇 客戶(hù)盡職調(diào)查專(zhuān)員崗位職責(zé)任職要求
客戶(hù)盡職調(diào)查專(zhuān)員崗位職責(zé)
銀行客戶(hù)盡職調(diào)查專(zhuān)員 渣打 渣打環(huán)球商業(yè)服務(wù)有限公司，渣打 客戶(hù)盡職調(diào)查部(cdd)
cdd全稱(chēng)client due diligence，客戶(hù)盡職調(diào)查部，是客戶(hù)風(fēng)險(xiǎn)控制的前端部門(mén)。日常負(fù)責(zé)對(duì)新開(kāi)戶(hù)及現(xiàn)有客戶(hù)的文件和信息審核，及系統(tǒng)信息維護(hù)?？蛻?hù)經(jīng)理提供客戶(hù)相關(guān)文件后和信息后審核其有效性和真實(shí)性，通過(guò)相關(guān)系統(tǒng)、文件對(duì)客戶(hù)基本背景、組織架構(gòu)、相關(guān)人員、主營(yíng)業(yè)務(wù)等方面對(duì)客戶(hù)可能存在的洗錢(qián)、恐怖主義融資等風(fēng)險(xiǎn)進(jìn)行等級(jí)評(píng)估和風(fēng)險(xiǎn)評(píng)級(jí)，并將相關(guān)文件、信息錄入系統(tǒng)。與此同時(shí)與銀行前臺(tái)保持緊密聯(lián)系，協(xié)助相關(guān)其他工作。
要求:
? 本科及以上學(xué)歷，英語(yǔ)四級(jí)及以上。海歸優(yōu)先考慮。
? 溝通能力良好，熟練的英文讀寫(xiě)能力。
? 良好的邏輯思維能力及分析問(wèn)題能力。
? 有銀行背景或cdd/aml相關(guān)經(jīng)驗(yàn)優(yōu)先考慮。
客戶(hù)盡職調(diào)查專(zhuān)員崗位
第3篇 盡職調(diào)查專(zhuān)員崗位職責(zé)描述崗位要求
職位描述：
reputational”) due diligence analyst
conduct integrity (“reputational”) due diligence reports for clients in different industries; perform all kinds of research projects using the information obtained from the public domain and other sources; initiate reviews for various purposes such as aml / kyc compliance and third party management; participate into any other tasks as required， including investigation， risk assessment， anti-bribery & corruption compliance and fcpa review， with tasks in performing analysis， conducting interviews， electronic data review， identifying issues， drafting reports， and communicating with team management and clients; assist partners/managers with the creation and development of proposals; confident in working independently on own tasks and creating quality work products.
qualifications
e_cellent research & analytical skills;
detail oriented and the ability to detect and analyze comple_ risks;
tenacity and ingenuity in the pursuit of sources;
ability to handle large volumes of information;
ability to work to deadlines;
ability to work as part of a team;
ability to accept feedback as a learning opportunity;
ability to build and maintain good working relationships;
positive outlook on change， self-motivated， fle_ible and adaptable;
education to bachelor’s degree level;
fluency in chinese and english; knowledge of other languages is an advantage.
